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IEC
Connections; January 2007
Author(s):
Stephen W.
Nicholas, CAFS, NCT II
NAFA President 2006 - 2007
President
Air Industries, Inc.
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Selecting Proper Air Filter Efficiencies for
Commercial Buildings
Introduction
The information
provided here is intended to assist those responsible for
making technical decisions to improve air filtration in
commercial buildings. These would include offices, retail
facilities, schools, churches, transportation terminals, and
public arenas such as sports coliseums, and malls. The focus
here will be on air filter selection concerning particulate
contaminants.
Building owners,
operators, managers, designers, service contractors and
maintenance personnel need reliable and accurate information
regarding air filtration and air cleaning options. The
decision to enhance and upgrade air filtration in a specific
building should be based on the building, occupants, its
engineering, and architectural, feasibility and cost. The
information learned will allow one to make a more
knowledgeable and informed decision about selecting,
installing and upgrading air filtration systems. Effective
air filtration can also help improve overall Indoor Air
Quality, (IAQ) and worker health and productivity.
Implementation
Cost is
always an issue affected by implementing a filtration
upgrade to the HVAC system. Total system costs should be
evaluated by the decision makers regarding the enhanced
filtration upgrade. Life cycle cost analysis should also be
conducted. They should include the following:
-
Initial cost of the materials to include shipping,
warehousing and “shrinkage”
-
Operating cost, the energy consumption allocated
directly to the air filters
-
Replacement cost which is the labor cost to replace
filters when they have reached the end of their service
life
-
Disposal cost
Higher
efficiency filters typically have a higher initial cost than
commonly used low to medium efficiency products that are
specified in most HVAC systems. Usually, HVAC systems are
equipped with filters designed to keep equipment components
such as coils, compressors, fans, and ductwork clean. Higher
efficiency filters may have a higher resistance to airflow
called pressure drop, and fans may have to be changed to
handle this increased pressure drop. Although these systems
improvements will normally come at a higher initial cost,
the benefits achieved by this change can offset many of the
operating costs just by delivering cleaner air throughout
the building and keeping the system components operating at
peak energy efficiency.
Operating Conditions
Building pressure
must also be considered for an effective HVAC filter system
upgrade. The building envelope should be as airtight as
possible but, as with most construction, this is a very
difficult parameter to achieve. Some outside building walls
leak (infiltration) and significant amounts of unfiltered
air can enter the building envelope. Field studies have
shown that, unless specific measures have been taken to
reduce infiltration, as much air can enter the building
through infiltration (unfiltered)
as through the HVAC mechanical (filtered) system. Therefore,
one cannot expect the HVAC filtration system alone to
improve overall IAQ. Instead, one must consider air
filtration in combination with other steps, such as building
envelope tightness, and building pressurization to, as much
as possible, insure that the air entering the building only
comes in through the outside air HVAC air intake. The
building envelope should be maintained under a slight
positive pressure to inhibit infiltration as recommended by
the Department of Health and Human Services (NIOSH) in their
publication No. 2002-139 “Guidance for Protecting Building
Environments from Airborne Chemical, Biological, or
Radiological Attacks”.
Particulate Air
Filtration
Contaminants of
concern should be carefully be evaluated to determine the
level of filtration efficiency required for the contaminant
size. The size of contaminants is measured in micrometers
(microns). Once a comprehensive list of contaminants of
concern has been identified one will be able to use the
ANSI/ASHRAE Standard 52.2-1999 to select the proper filter
with the appropriate Minimum Efficiency Reporting Value, (MERV).
A MERV 6 filter for example is the minimum required to
comply with ANSI/ASHRAE Ventilation Standard 62.1-2004
located in Section 5.9 Particulate Matter (PM).

Filter selection
should be based on ANSI/ASHRAE Standard 52.2-1999 “Method of
Testing General Ventilation Air-Cleaning Devices for Removal
Efficiency by Particle Size.” This procedure calls for
efficiency measurements to be taken on twelve (12) particle
size ranges using potassium chloride, (KCI)
as the challenge aerosol. Six efficiency measurements for
each of the (12) particle size ranges is taken which gives
(72) total efficiency measurements. The (12) particle size
ranges are grouped into (3) wider ranges. They are as
follows:
- E1 - 0.3 - 1.0
microns
- E2 - 1.0 - 3.0
microns
- E3 - 3.0 - 10
microns
The lowest
efficiency value (minimum efficiency reporting value – MERV)
of the 6 measurements taken is recorded. The 52.2 test
prescribes that the procedure is to be conducted at one of 7
airflow rates. The tested filters run from 118 feet per
minute, (fpm) up to 748 fpm. The MERV allows you to be able
to select the proper number to capture and remove the
contaminant of concern. Standard 52.2 provides the industry
accepted procedure for measuring filter efficiency by
particle size. The need for a more precise measurement of a
filter’s ability to remove specific particle sizes has
become a concern over Indoor Air Quality, (IAQ) as well as
the protection, products, processes and most importantly
people. It is very important that the filters selected for
the specific application are provided with an ASHRAE 52.2
Test Report documenting the filter efficiency. It is also
critical that the filters selected have the test data
showing the airflow rate of the filter being tested should
be of the same velocity rating of the HVAC system using one
of the 7 flow rates used in Standard 52.2.
Emerging Technologies
Increasing the HVAC
air filtration efficiencies typically results in higher
pressure drops. Today there are several air filtration
products that are manufactured that provide higher
efficiencies with little or negligible increase in pressure
drop. The mini-pleat V-cell filters incorporate up to 4
times the media in the same 24x24x12 filter pack. This is
accomplished by manufacturing 1 inch min-pleat panels in a
V-style filter pack. The principle here is the very same as
a V-bank filter housing. It allows more filter surface area,
thus reducing air flow resistance. In cases where there is
only one filter track the highest MERV number should be
considered, providing the airflow pressure drop is not
increased beyond the point of system design capabilities.
This
V-cell mini-pleat filter incorporates about four
times the area of a regular filter, greatly reducing static
pressure and lasting about twice as long.
Installation
In addition to
proper air filter selection, several issues must be
considered before installing or upgrading filtration
systems. Air filter bypass is a common problem found in many
HVAC filtration systems. Filter bypass occurs when air moves
around the filter rather than moving through the filter.
This will result in a decrease of collection efficiency and
defeating the intended purpose of the filtration system. By
simply improving filter efficiency without properly
addressing filter bypass, the system will provide very
little if any added benefit. If the system hardware/frames
or housing leaks or if the filters are poorly fitted then
subsequently filtration efficiency and performance will drop
off significantly. The filters must be installed with the
proper filter holding clips. Gasket material should be used
on the vertical side between filters, on frames, tracks, and
definitely on the doors of the unit to insure an airtight
seal. Simply put, in order to have the filtration system
perform effectively they must be forced to pass through the
filters. Air filter gages must also be installed in order to
measure pressure drop across the filter bank. If the system
cannot be measured with an air filter gauge then it cannot
be monitored, and if not properly monitored, the filtration
system performance cannot be effectively managed.
One More Thing
Everyone assumes
that technicians understand the proper way to install and
maintain air filters. Experience shows a different story.
The author has personally observed incorrect filters,
improperly installed and/or missing, with gaps and worn or
missing filter holding clips and gasketing. A 10 millimeter
gap (less than ¼ inch) between filters can lower a filter’s
MERV rating by at least two levels, thereby taking a high
efficiency filter and moving it to a medium efficiency
filter. Only adequately trained personnel should perform
filter maintenance. The National Air Filtration Association
(NAFA) has designed an accredited program for HVAC field
technicians called a NAFA Certified Technician (NCT). This
program is comprehensive in its approach with a complete
text and tutorial study program followed by a national exam.
This certification program has been designed for North
American Technician Excellence (NATE) CEU’s, and more
information can be found at a local NAFA-member air
filtration company or on the NAFA web site at www.nafahq.org.
Conclusion
Consider using
periodic quantitative evaluation to determine the total
system efficiency. Building operators should perform various
field inspections to insure filter seals and gaskets are
installed properly and gauges are reading pressure drops
accurately. This will allow you to properly apply the 3 M’s
Measure, Monitor and Manage their HVAC air filtration
systems. HVAC systems should be (locked out/tagged out)
while conducting maintenance to avoid and prevent
contaminants from being entrained into the moving air
stream. Follow OSHA Standards 29 Code of Federal
Regulations, (CFR) 1910.132 and 1910.134 regarding
appropriate personal protective equipment, i.e. (gloves,
respirators, glasses) etc. when performing filter
change-outs. Maintenance plans and schedule of operations
should also be put in place to make sure that the filtration
system works as intended. Life cycle cost analysis will also
insure that the filtration system will satisfy the building
needs while providing adequate protection to the building
occupants in the office workplace today. NAFA certified
field technicians will assure personnel are trained in the
proper installation, application and maintenance of the
system.
About
the Author:
Stephen W.
Nicholas, CAFS, and NCT is the President of Air Industries
North Andover, MA an Independent Manufacturers
Representative and Consultant with over 22 years experience
in all areas of air filtration. Steve is a member of good
standing in IAQA, AFE, ASHRAE, AEE and President of the
National Air Filtration Association 2006-2007. He is also a
Certified Air Filtration Specialist, (CAFS) and a NAFA
Certified Technician, (NCT). He can be reached at (978)
682-9993 snicholas@airinds.com
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